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Nevada v. Hicks
533 U.S. 353, 533 U.S. 353, 121 S.Ct. 2304, 121 S.Ct. 2304, 150 L.Ed.2d 398, 150 L.Ed.2d 398 (U.S. 06/25/2001)
[1] United States Supreme Court
[2] No. 99-1994
[3] 533 U.S. 353, 533 U.S. 353, 121 S.Ct. 2304, 121 S.Ct. 2304, 150 L.Ed.2d
398, 150 L.Ed.2d 398, 2001.SCT.0000122 <http://www.versuslaw.com>, 69
USLW 4528, 69 USLW 4528, 1 Cal. Daily Op. Serv. 5248, 1 Cal. Daily Op. Serv.
5248
[4] June 25, 2001
[5] NEVADA, ET AL., PETITIONERS
v.
FLOYD HICKS ET AL.
[6] SYLLABUS BY THE COURT
[7] OCTOBER TERM, 2000
[8] Respondent Hicks is a member of the Fallon Paiute-Shoshone Tribes of western
Nevada and lives on the Tribes' reservation. After petitioner state game wardens
executed state-court and tribal-court search warrants to search Hicks's home
for evidence of an off-reservation crime, he filed suit in the Tribal Court
against, inter alios, the wardens in their individual capacities and petitioner
Nevada, alleging trespass, abuse of process, and violation of constitutional
rights remediable under 42 U. S. C. §1983. The Tribal Court held that it
had jurisdiction over the tribal tort and federal civil rights claims, and the
Tribal Appeals Court affirmed. Petitioners then sought, in Federal District
Court, a declaratory judgment that the Tribal Court lacked jurisdiction over
the claims. The District Court granted respondents summary judgment on that
issue and held that the wardens would have to exhaust their qualified immunity
claims in the Tribal Court. In affirming, the Ninth Circuit concluded that the
fact that Hicks's home is on tribe-owned reservation land is sufficient to support
tribal jurisdiction over civil claims against nonmembers arising from their
activities on that land.
[9] Held:
[10] 1. The Tribal Court did not have jurisdiction to adjudicate the wardens'
alleged tortious conduct in executing a search warrant for an off-reservation
crime. Pp. 3-12.
[11] (a) As to nonmembers, a tribal court's inherent adjudicatory authority
is at most as broad as the tribe's regulatory authority. Strate v. A-1 Contractors,
520 U. S. 438, 453. Pp. 3-4.
[12] (b) The rule that, where nonmembers are concerned, "the exercise of
tribal power beyond what is necessary to protect tribal self-government or to
control internal relations ... cannot survive without express congressional
delegation," Montana v. United States, 450 U. S. 544, 564, applies to both
Indian and non-Indian land. The land's ownership status is only one factor to
be considered, and while that factor may sometimes be dispositive, tribal ownership
is not alone enough to support regulatory jurisdiction over nonmembers. Pp.
4-6.
[13] (c) Tribal authority to regulate state officers in executing process related
to the off-reservation violation of state laws is not essential to tribal self-government
or internal relations. The State's interest in executing process is considerable,
and it no more impairs the Tribes' self-government than federal enforcement
of federal law impairs state government. The State's interest is not diminished
because this suit is against officials in their individual capacities. Pp. 6-11.
[14] (d) Congress has not stripped the States of their inherent jurisdiction
on reservations with regard to off-reservation violations of state law. The
federal statutory scheme neither prescribes nor suggests that state officers
cannot enter a reservation to investigate or prosecute such violations. Pp.
11-12.
[15] 2. The Tribal Court had no jurisdiction over the §1983 claims. Tribal
courts are not courts of "general jurisdiction." The historical and
constitutional assumption of concurrent state-court jurisdiction over cases
involving federal statutes is missing with respect to tribal courts, and their
inherent adjudicative jurisdiction over nonmembers is at most only as broad
as their legislative jurisdiction. Congress has not purported to grant tribal
courts jurisdiction over §1983 claims, and such jurisdiction would create
serious anomalies under 28 U. S. C. §1441. Pp. 12-15.
[16] 3. Petitioners were not required to exhaust their claims in the Tribal
Court before bringing them in the Federal District Court. Because the rule that
tribal courts lack jurisdiction over state officials for causes of action relating
to their performance of official duties is clear, adherence to the tribal exhaustion
requirement would serve no purpose other than delay and is therefore unnecessary.
Pp. 15-16.
[17] 4. Various arguments to the contrary lack merit. Pp. 16-21.
[18] 196 F. 3d 1020, reversed and remanded.
[19] Scalia, J., delivered the opinion of the Court, in which Rehnquist, C.
J., and Kennedy, Souter, Thomas, and Ginsburg, JJ., joined. Souter, J., filed
a concurring opinion, in which Kennedy and Thomas, JJ., joined. Ginsburg, J.,
filed a concurring opinion. O'Connor, J., filed an opinion concurring in part
and concurring in the judgment, in which Stevens and Breyer, JJ., joined. Stevens,
J., filed an opinion concurring in the judgment, in which Breyer, J., joined.
[20] Court Below: 196 F. 3d 1020
[21] C. Wayne Howle, Senior Deputy Attorney General of Nevada, argued the cause
for petitioners. With him on the briefs were Frankie Sue Del Papa, Attorney
General, Paul G. Taggart, Deputy Attorney General, and Jeffrey S. Sutton. S.
James Anaya argued the cause for respondents and filed a brief for respondent
Hicks. Kim Jerome Gottschalk and Melody McCoy filed a brief for respondents
Tribal Court in and for the Fallon Paiute-Shoshone Tribes et al. Barbara McDowell
argued the cause for the United States as amicus curiae urging affirmance. With
her on the brief were former Solicitor General Waxman, Assistant Attorney General
Schiffer, Deputy Solicitor General Kneedler, David C. Shilton, and William B.
Lazarus. A brief of amicus curiae urging reversal was filed for the State of
Montana et al. by Joseph P. Mazurek, Attorney General of Montana, Clay R. Smith,
Solicitor, and Harley R. Harris, Assistant Attorney General, joined by the Attorneys
General for their respective States as follows: Bill Pryor of Alabama, Janet
Napolitano of Arizona, Richard Blumenthal of Connecticut, Robert A. Butterworth
of Florida, Carla J. Stovall of Kansas, Jennifer M. Granholm of Michigan, Mike
Moore of Mississippi, Heidi Heitkamp of North Dakota, W. A. Drew Edmondson of
Oklahoma, Hardy Myers of Oregon, Sheldon Whitehouse of Rhode Island, Charles
M. Condon of South Carolina, Mark Barnett of South Dakota, John Cornyn of Texas,
Jan Graham of Utah, James E. Doyle of Wisconsin, and Gay Woodhouse of Wyoming.
Briefs of amici curiae urging affirmance were filed for the Coalition for Local
Sovereignty by Kenneth B. Clark; for the Confederated Tribes of the Colville
Reservation et al. by William R. Perry; for the Pyramid Lake Paiute Tribe of
Nevada et al. by John Fredericks III; and for the Thlopthlocco Tribal Town et
al. by D. Michael McBride III and Steven K. Balman.
[22] The opinion of the court was delivered by: Justice Scalia
[23] 533 U. S. ____ (2001)
[24] On Writ Of Certiorari To The United States Court Of Appeals For The Ninth
Circuit
[25] This case presents the question whether a tribal court may assert jurisdiction
over civil claims against state officials who entered tribal land to execute
a search warrant against a tribe member suspected of having violated state law
outside the reservation.
[26] I.
[27] Respondent Hicks*fn1 is one of about 900 members of the Fallon Paiute-Shoshone
Tribes of western Nevada. He resides on the Tribes' reservation of approximately
8000 acres, established by federal statute in 1908, ch. 53, 35 Stat. 85. In
1990 Hicks came under suspicion of having killed, off the reservation, a California
bighorn sheep, a gross misdemeanor under Nevada law, see Nev. Rev. Stat. §501.376
(1999). A state game warden obtained from state court a search warrant "SUBJECT
TO OBTAINING APPROVAL FROM THE FALLON TRIBAL COURT IN AND FOR THE FALLON PAIUTE-SHOSHONE
TRIBES." According to the issuing judge, this tribal-court authorization
was necessary because "[t]his Court has no jurisdiction on the Fallon Paiute-Shoshone
Indian Reservation." App. G to Pet. for Cert. 1. A search warrant was obtained
from the tribal court, and the warden, accompanied by a tribal police officer,
searched respondent's yard, uncovering only the head of a Rocky Mountain bighorn,
a different (and unprotected) species of sheep.
[28] Approximately one year later, a tribal police officer reported to the warden
that he had observed two mounted bighorn sheep heads in respondent's home. The
warden again obtained a search warrant from state court; though this warrant
did not explicitly require permission from the Tribes, see App. F to Pet. for
Cert. 2, a tribal-court warrant was nonetheless secured, and respondent's home
was again (unsuccessfully) searched by three wardens and additional tribal officers.
[29] Respondent, claiming that his sheep-heads had been damaged, and that the
second search exceeded the bounds of the warrant, brought suit against the Tribal
Judge, the tribal officers, the state wardens in their individual and official
capacities, and the State of Nevada in the Tribal Court in and for the Fallon
Paiute-Shoshone Tribes. (His claims against all defendants except the state
wardens and the State of Nevada were dismissed by directed verdict and are not
at issue here.) Respondent's causes of action included trespass to land and
chattels, abuse of process, and violation of civil rights -- specifically, denial
of equal protection, denial of due process, and unreasonable search and seizure,
each remediable under 42 U. S. C. §1983. See App. 8-21, 25-29. Respondent
later voluntarily dismissed his case against the State and against the state
officials in their official capacities, leaving only his suit against those
officials in their individual capacities. See id., at 32-35.
[30] The Tribal Court held that it had jurisdiction over the claims, a holding
affirmed by the Tribal Appeals Court. The state officials and Nevada then filed
an action in federal district court seeking a declaratory judgment that the
Tribal Court lacked jurisdiction. The District Court granted summary judgment
to respondent on the issue of jurisdiction, and also held that the state officials
would have to exhaust any claims of qualified immunity in the tribal court.
The Ninth Circuit affirmed, concluding that the fact that respondent's home
is located on tribe-owned land within the reservation is sufficient to support
tribal jurisdiction over civil claims against nonmembers arising from their
activities on that land. 196 F. 3d 1020 (1999). We granted certiorari, 531 U.
S. 923 (2000).
[31] II.
[32] In this case, which involves claims brought under both tribal and federal
law, it is necessary to determine, as to the former, whether the Tribal Court
in and for the Fallon Paiute-Shoshone Tribes has jurisdiction to adjudicate
the alleged tortious conduct of state wardens executing a search warrant for
evidence of an off-reservation crime; and, as to the latter, whether the Tribal
Court has jurisdiction over claims brought under 42 U. S. C. §1983. We
address the former question first.
[33] A.
[34] The principle of Indian law central to this aspect of the case is our holding
in Strate v. A-1 Contractors, 520 U. S. 438, 453 (1997): "As to nonmembers
... a tribe's adjudicative jurisdiction does not exceed its legislative jurisdiction
... ." That formulation leaves open the question whether a tribe's adjudicative
jurisdiction over nonmember defendants equals its legislative jurisdiction.*fn2
We will not have to answer that open question if we determine that the Tribes
in any event lack legislative jurisdiction in this case. We first inquire, therefore,
whether the Fallon Paiute-Shoshone Tribes -- either as an exercise of their
inherent sovereignty, or under grant of federal authority -- can regulate state
wardens executing a search warrant for evidence of an off-reservation crime.
[35] Indian tribes' regulatory authority over nonmembers is governed by the
principles set forth in Montana v. United States, 450 U. S. 544 (1981), which
we have called the "pathmarking case" on the subject, Strate, supra,
at 445. In deciding whether the Crow Tribe could regulate hunting and fishing
by nonmembers on land held in fee simple by nonmembers, Montana observed that,
under our decision in Oliphant v. Suquamish Tribe, 435 U. S. 191 (1978), tribes
lack criminal jurisdiction over nonmembers. Although, it continued, "Oliphant
only determined inherent tribal authority in criminal matters, the principles
on which it relied support the general proposition that the inherent sovereign
powers of an Indian tribe do not extend to the activities of nonmembers of the
tribe." 450 U. S., at 565 (footnote omitted). Where nonmembers are concerned,
the "exercise of tribal power beyond what is necessary to protect tribal
self-government or to control internal relations is inconsistent with the dependent
status of the tribes, and so cannot survive without express congressional delegation."
Id., at 564 (emphasis added).*fn3
[36] Both Montana and Strate rejected tribal authority to regulate nonmembers'
activities on land over which the tribe could not "assert a landowner's
right to occupy and exclude," Strate, supra, at 456; Montana, supra, at
557, 564. Respondents and the United States argue that since Hicks's home and
yard are on tribe-owned land within the reservation, the Tribe may make its
exercise of regulatory authority over nonmembers a condition of nonmembers'
entry. Not necessarily. While it is certainly true that the non-Indian ownership
status of the land was central to the analysis in both Montana and Strate, the
reason that was so was not that Indian ownership suspends the "general
proposition" derived from Oliphant that "the inherent sovereign powers
of an Indian tribe do not extend to the activities of nonmembers of the tribe"
except to the extent "necessary to protect tribal self-government or to
control internal relations." 450 U. S., at 564-565. Oliphant itself drew
no distinctions based on the status of land. And Montana, after announcing the
general rule of no jurisdiction over nonmembers, cautioned that "[t]o be
sure, Indian tribes retain inherent sovereign power to exercise some forms of
civil jurisdiction over non-Indians on their reservations, even on non-Indian
fee lands," 450 U. S., at 565 -- clearly implying that the general rule
of Montana applies to both Indian and non-Indian land. The ownership status
of land, in other words, is only one factor to consider in determining whether
regulation of the activities of nonmembers is "necessary to protect tribal
self-government or to control internal relations." It may sometimes be
a dispositive factor. Hitherto, the absence of tribal ownership has been virtually
conclusive of the absence of tribal civil jurisdiction; with one minor exception,
we have never upheld under Montana the extension of tribal civil authority over
nonmembers on non-Indian land. Compare, e.g., Merrion v. Jicarilla Apache Tribe,
455 U. S. 130, 137, 142 (1982) (tribe has taxing authority over tribal lands
leased by nonmembers), with Atkinson Trading Co. v. Shirley, 532 U. S. ___ (2001)
(slip op. at 13) (tribe has no taxing authority over nonmembers' activities
on land held by nonmembers in fee); but see Brendale v. Confederated Tribes
and Bands of Yakima Nation, 492 U. S. 408, 443-444, 458-459 (1989) (opinions
of Stevens, J., and Blackmun, J.) (tribe can impose zoning regulation on that
3.1% of land within reservation area closed to public entry that was not owned
by the tribe). But the existence of tribal ownership is not alone enough to
support regulatory jurisdiction over nonmembers.
[37] We proceed to consider, successively, the following questions: whether
regulatory jurisdiction over state officers in the present context is "necessary
to protect tribal self-government or to control internal relations," and,
if not, whether such regulatory jurisdiction has been congressionally conferred.
[38] B.
[39] In Strate, we explained that what is necessary to protect tribal self-government
and control internal relations can be understood by looking at the examples
of tribal power to which Montana referred: tribes have authority "[to punish
tribal offenders,] to determine tribal membership, to regulate domestic relations
among members, and to prescribe rules of inheritance for members," 520
U. S., at 459 (brackets in original), quoting Montana, supra, at 564. These
examples show, we said, that Indians have " `the right ... to make their
own laws and be ruled by them,' " 520 U. S., at 459, quoting Williams v.
Lee, 358 U. S. 217, 220 (1959). See also Fisher v. District Court of Sixteenth
Judicial Dist. of Mont., 424 U. S. 382, 386 (1976) (per curiam) ("In litigation
between Indians and non-Indians arising out of conduct on an Indian reservation,
resolution of conflicts between the jurisdiction of state and tribal courts
has depended, absent a governing Act of Congress, on whether the state action
infringed on the right of reservation Indians to make their own laws and be
ruled by them" (internal quotation marks and citation omitted)). Tribal
assertion of regulatory authority over nonmembers must be connected to that
right of the Indians to make their own laws and be governed by them. See Merrion,
supra, at 137, 142 ("The power to tax is an essential attribute of Indian
sovereignty because it is a necessary instrument of self-government," at
least as to "tribal lands" on which the tribe "has ... authority
over a nonmember").
[40] Our cases make clear that the Indians' right to make their own laws and
be governed by them does not exclude all state regulatory authority on the reservation.
State sovereignty does not end at a reservation's border. Though tribes are
often referred to as "sovereign" entities, it was "long ago"
that "the Court departed from Chief Justice Marshall's view that `the laws
of [a State] can have no force' within reservation boundaries. Worcester v.
Georgia, 6 Pet. 515, 561 (1832)," White Mountain Apache Tribe v. Bracker,
448 U. S. 136, 141 (1980).*fn4 "Ordinarily," it is now clear, "an
Indian reservation is considered part of the territory of the State." U.
S. Dept. of Interior, Federal Indian Law 510, and n. 1 (1958), citing Utah &
Northern R. Co. v. Fisher, 116 U. S. 28 (1885); see also Organized Village of
Kake v. Egan, 369 U. S. 60, 72 (1962).
[41] That is not to say that States may exert the same degree of regulatory
authority within a reservation as they do without. To the contrary, the principle
that Indians have the right to make their own laws and be governed by them requires
"an accommodation between the interests of the Tribes and the Federal Government,
on the one hand, and those of the State, on the other." Washington v. Confederated
Tribes of Colville Reservation, 447 U. S. 134, 156 (1980); see also id., at
181 (opinion of Rehnquist, J.). "When on-reservation conduct involving
only Indians is at issue, state law is generally inapplicable, for the State's
regulatory interest is likely to be minimal and the federal interest in encouraging
tribal self-government is at its strongest." Bracker, supra, at 144. When,
however, state interests outside the reservation are implicated, States may
regulate the activities even of tribe members on tribal land, as exemplified
by our decision in Confederated Tribes. In that case, Indians were selling cigarettes
on their reservation to nonmembers from off-reservation, without collecting
the state cigarette tax. We held that the State could require the Tribes to
collect the tax from nonmembers, and could "impose at least `minimal' burdens
on the Indian retailer to aid in enforcing and collecting the tax," 447
U. S., at 151. It is also well established in our precedent that States have
criminal jurisdiction over reservation Indians for crimes committed (as was
the alleged poaching in this case) off the reservation. See Mescalero Apache
Tribe v. Jones, 411 U. S. 145, 148-149 (1973).
[42] While it is not entirely clear from our precedent whether the last mentioned
authority entails the corollary right to enter a reservation (including Indian-fee
lands) for enforcement purposes, several of our opinions point in that direction.
In Confederated Tribes, we explicitly reserved the question whether state officials
could seize cigarettes held for sale to nonmembers in order to recover the taxes
due. See 447 U. S., at 162. In Utah & Northern R. Co., however, we observed
that "[i]t has ... been held that process of [state] courts may run into
an Indian reservation of this kind, where the subject-matter or controversy
is otherwise within their cognizance," 116 U. S., at 31.*fn5 Shortly thereafter,
we considered, in United States v. Kagama, 118 U. S. 375 (1886), whether Congress
could enact a law giving federal courts jurisdiction over various common-law,
violent crimes committed by Indians on a reservation within a State. We expressed
skepticism that the Indian Commerce Clause could justify this assertion of authority
in derogation of state jurisdiction, but ultimately accepted the argument that
the law
[43] "does not interfere with the process of the State courts within the
reservation, nor with the operation of State laws upon white people found there.
Its effect is confined to the acts of an Indian of some tribe, of a criminal
character, committed within the limits of the reservation.
[44] "It seems to us that this is within the competency of Congress."
Id., at 383.
[45] The Court's references to "process" in Utah & Northern R.
Co. and Kagama, and the Court's concern in Kagama over possible federal encroachment
on state prerogatives, suggest state authority to issue search warrants in cases
such as the one before us. ("Process" is defined as "any means
used by a court to acquire or exercise its jurisdiction over a person or over
specific property," Black's Law Dictionary 1084 (5th ed. 1979), and is
equated in criminal cases with a warrant, id., at 1085.) It is noteworthy that
Kagama recognized the right of state laws to "operat[e] ... upon [non-Indians]
found" within a reservation, but did not similarly limit to non-Indians
or the property of non-Indians the scope of the process of state courts. This
makes perfect sense, since, as we explained in the context of federal enclaves,
the reservation of state authority to serve process is necessary to "prevent
[such areas] from becoming an asylum for fugitives from justice." Fort
Leavenworth R. Co. v. Lowe, 114 U. S. 525, 533 (1885).*fn6
[46] We conclude today, in accordance with these prior statements, that tribal
authority to regulate state officers in executing process related to the violation,
off reservation, of state laws is not essential to tribal self-government or
internal relations -- to "the right to make laws and be ruled by them."
The State's interest in execution of process is considerable, and even when
it relates to Indian-fee lands it no more impairs the tribe's self-government
than federal enforcement of federal law impairs state government. Respondents
argue that, even conceding the State's general interest in enforcing its off-reservation
poaching law on the reservation, Nevada's interest in this suit is minimal,
because it is a suit against state officials in their individual capacities.
We think, however, that the distinction between individual and official capacity
suits is irrelevant. To paraphrase our opinion in Tennessee v. Davis, 100 U.
S. 257, 263 (1880), which upheld a federal statute permitting federal officers
to remove to federal court state criminal proceedings brought against them for
their official actions, a State "can act only through its officers and
agents," and if a tribe can "affix penalties to acts done under the
immediate direction of the [state] government, and in obedience to its laws,"
"the operations of the [state] government may at any time be arrested at
the will of the [tribe]." Cf. Anderson v. Creighton, 483 U. S. 635, 638
(1987) ("Permitting damages suits against government officials can entail
substantial social costs, including the risk that fear of personal monetary
liability and harassing litigation will unduly inhibit officials in the discharge
of their duties").
[47] C.
[48] The States' inherent jurisdiction on reservations can of course be stripped
by Congress, see Draper v. United States, 164 U. S. 240, 242-243 (1896). But
with regard to the jurisdiction at issue here that has not occurred. The Government's
assertion that "[a]s a general matter, although state officials have jurisdiction
to investigate and prosecute crimes on a reservation that exclusively involve
non-Indians, . . . they do not have jurisdiction with respect to crimes involving
Indian perpetrators or Indian victims," Brief for United States as Amicus
Curiae 12-13, n. 7, is misleading. The statutes upon which it relies, see id.,
at 18-19 show that the last half of the statement, like the first, is limited
to "crimes on a reservation." Sections 1152 and 1153 of Title 18,
which give United States and tribal criminal law generally exclusive application,
apply only to crimes committed in Indian Country; Public Law 280, codified at
18 U. S. C. §1162, which permits some state jurisdiction as an exception
to this rule, is similarly limited. And 25 U. S. C. §2804, which permits
federal-state agreements enabling state law-enforcement agents to act on reservations,
applies only to deputizing them for the enforcement of federal or tribal criminal
law. Nothing in the federal statutory scheme prescribes, or even remotely suggests,
that state officers cannot enter a reservation (including Indian-fee land) to
investigate or prosecute violations of state law occurring off the reservation.
To the contrary, 25 U. S. C. §2806 affirms that "the provisions of
this chapter alter neither . . . the law enforcement, investigative, or judicial
authority of any . . . State, or political subdivision or agency thereof . .
. ."
[49] III.
[50] We turn next to the contention of respondent and the Government that the
tribal court, as a court of general jurisdiction, has authority to entertain
federal claims under §1983.*fn7 It is certainly true that state courts
of "general jurisdiction" can adjudicate cases invoking federal statutes,
such as §1983, absent congressional specification to the contrary. "Under
[our] system of dual sovereignty, we have consistently held that state courts
have inherent authority, and are thus presumptively competent, to adjudicate
claims arising under the laws of the United States," Tafflin v. Levitt,
493 U. S. 455, 458 (1990). That this would be the case was assumed by the Framers,
see The Federalist No. 82, pp. 492-493 (C. Rossiter ed. 1961). Indeed, that
state courts could enforce federal law is presumed by Article III of the Constitution,
which leaves to Congress the decision whether to create lower federal courts
at all. This historical and constitutional assumption of concurrent state-court
jurisdiction over federal-law cases is completely missing with respect to tribal
courts.
[51] Respondents' contention that tribal courts are courts of "general
jurisdiction" is also quite wrong. A state court's jurisdiction is general,
in that it "lays hold of all subjects of litigation between parties within
its jurisdiction, though the causes of dispute are relative to the laws of the
most distant part of the globe." Id., at 493. Tribal courts, it should
be clear, cannot be courts of general jurisdiction in this sense, for a tribe's
inherent adjudicative jurisdiction over nonmembers is at most only as broad
as its legislative jurisdiction. See supra, at 3-4.*fn8 It is true that some
statutes proclaim tribal-court jurisdiction over certain questions of federal
law. See, e.g., 25 U. S. C. §1911(a) (authority to adjudicate child custody
disputes under the Indian Child Welfare Act of 1978); 12 U. S. C. §1715z-13(g)(5)
(jurisdiction over mortgage foreclosure actions brought by the Secretary of
Housing and Urban Development against reservation homeowners). But no provision
in federal law provides for tribal-court jurisdiction over §1983 actions.
[52] Furthermore, tribal-court jurisdiction would create serious anomalies,
as the Government recognizes, because the general federal-question removal statute
refers only to removal from state court, see 28 U. S. C. §1441. Were §1983
claims cognizable in tribal court, defendants would inexplicably lack the right
available to state-court §1983 defendants to seek a federal forum. The
Government thinks the omission of reference to tribal courts in §1441 unproblematic.
Since, it argues, "[i]t is doubtful . . . that Congress intended to deny
tribal court defendants the right given state court defendants to elect a federal
forum for the adjudication of causes of action under federal law," we should
feel free to create that right by permitting the tribal-court defendant to obtain
a federal-court injunction against the action, effectively forcing it to be
refiled in federal court. Brief for United States as Amicus Curiae 25-26. The
sole support for devising this extraordinary remedy is El Paso Natural Gas Co.
v. Neztsosie, 526 U. S. 473 (1999), where we approved a similar procedure with
regard to claims under the Price-Anderson Act brought in tribal court. In Neztsosie,
however, the claims were not initially federal claims, but Navajo tort claims
that the Price-Anderson Act provided "shall be deemed to be . . . action[s]
arising under"42 U. S. C. §2210; there was little doubt that the tribal
court had jurisdiction over such tort claims, see id., at 482, n. 4. And for
the propriety of the injunction in Neztsosie, we relied not on §1441, but
on the removal provision of the Price-Anderson Act, 42 U. S. C. §2210(n)(2).
Although, like §1441, that provision referred only to removal from state
courts, in light of the Act's detailed and distinctive provisions for the handling
of "nuclear incident" cases in federal court, see 526 U. S., at 486,
we thought it clear Congress envisioned the defendant's ability to get into
federal court in all instances. Not only are there missing here any distinctive
federal-court procedures, but in order even to confront the question whether
an unspecified removal power exists, we must first attribute to tribal courts
jurisdiction that is not apparent. Surely the simpler way to avoid the removal
problem is to conclude (as other indications suggest anyway) that tribal courts
cannot entertain §1983 suits.
[53] IV.
[54] The last question before us is whether petitioners were required to exhaust
their jurisdictional claims in Tribal Court before bringing them in Federal
District Court. See National Farmers Union Ins. Cos. v. Crow Tribe, 471 U. S.
845, 856-857 (1985). In National Farmers Union we recognized exceptions to the
exhaustion requirement, where "an assertion of tribal jurisdiction is motivated
by a desire to harass or is conducted in bad faith, . . . or where the action
is patently violative of express jurisdictional prohibitions, or where exhaustion
would be futile because of the lack of an adequate opportunity to challenge
the court's jurisdiction," id., at 856, n. 21 (internal quotation marks
omitted). None of these exceptions seems applicable to this case, but we added
a broader exception in Strate: "[w]hen . . . it is plain that no federal
grant provides for tribal governance of nonmembers' conduct on land covered
by Montana's main rule," so the exhaustion requirement "would serve
no purpose other than delay." 520 U. S., at 459-460, and n. 14. Though
this exception too is technically inapplicable, the reasoning behind it is not.
Since it is clear, as we have discussed, that tribal courts lack jurisdiction
over state officials for causes of action relating to their performance of official
duties, adherence to the tribal exhaustion requirement in such cases "would
serve no purpose other than delay," and is therefore unnecessary.
[55] V.
[56] Finally, a few words in response to the concurring opinion of Justice O'Connor,
which is in large part a dissent from the views expressed in this opinion.*fn9
[57] The principal point of the concurrence is that our reasoning "gives
only passing consideration to the fact that the state officials' activities
in this case occurred on land owned and controlled by the Tribe," post,
at 6. According to Justice O'Connor, "that factor is not prominent in the
Court's analysis," post, at 9. Even a cursory reading of our opinion demonstrates
that this is not so. To the contrary, we acknowledge that tribal ownership is
a factor in the Montana analysis, and a factor significant enough that it "may
sometimes be . . . dispositive," supra, at 6. We simply do not find it
dispositive in the present case, when weighed against the State's interest in
pursuing off-reservation violations of its laws. See supra, at 10 (concluding
that "[t]he State's interest in execution of process is considerable"
enough to outweigh the tribal interest in self-government "even when it
relates to Indian-fee lands"). The concurrence is of course free to disagree
with this judgment; but to say that failure to give tribal ownership determinative
effect "fails to consider adequately the Tribe's inherent sovereign interests
in activities on their land," post, at 16 (opinion of O'Connor, J.), is
an exaggeration.
[58] The concurrence marshals no authority and scant reasoning to support its
judgment that tribal authority over state officers pursuing, on tribe-owned
land, off-reservation violations of state law may be "necessary to protect
tribal self-government or to control internal relations." Montana, 450
U. S., at 564-565. Self-government and internal relations are not directly at
issue here, since the issue is whether the Tribes' law will apply, not to their
own members, but to a narrow category of outsiders. And the concurrence does
not try to explain how allowing state officers to pursue off-reservation violation
of state law "threatens or has some direct effect on the political integrity,
the economic security, or the health or welfare of the tribe," id., at
566. That the actions of these state officers cannot threaten or affect those
interests is guaranteed by the limitations of federal constitutional and statutory
law to which the officers are fully subject.
[59] The concurrence exaggerates and distorts the consequences of our conclusion,
supra, at 5, n. 3, that the term "other arrangements" in a passage
from Montana referred to other "private consensual" arrangements --so
that it did not include the state officials' obtaining of tribal warrants in
the present case. That conclusion is correct, as a fuller exposition of the
passage from Montana makes clear:
[60] "To be sure, Indian tribes retain inherent sovereign power to exercise
some forms of civil jurisdiction over non-Indians on their reservations, even
on non-Indian fee lands. A tribe may regulate, through taxation, licensing,
or other means, the activities of nonmembers who enter consensual relationships
with the tribe or its members, through commercial dealing, contracts, leases,
or other arrangements." 450 U. S., at 565.
[61] The Court (this is an opinion, bear in mind, not a statute) obviously did
not have in mind States or state officers acting in their governmental capacity;
it was referring to private individuals who voluntarily submitted themselves
to tribal regulatory jurisdiction by the arrangements that they (or their employers)
entered into. This is confirmed by the fact that all four of the cases in the
immediately following citation involved private commercial actors. See Confederated
Tribes, 447 U. S., at 152 (nonmember purchasers of cigarettes from tribal outlet);
Williams v. Lee, 358 U. S., at 217 (general store on the Navajo reservation);
Morris v. Hitchcock, 194 U. S. 384 (1904) (ranchers grazing livestock and horses
on Indian lands "under contracts with individual members of said tribes");
Buster v. Wright, 135 F. 947, 950 (CA8 1905) (challenge to the "permit
tax" charged by a tribe to nonmembers for "the privilege . . . of
trading within the borders").
[62] The concurrence concludes from this brief footnote discussion that we would
invalidate express or implied cessions of regulatory authority over nonmembers
contained in state-tribal cooperative agreements, including those pertaining
to mutual law-enforcement assistance, tax administration assistance, and child
support and paternity matters. See post, at 7-8 (opinion of O'Connor, J.). This
is a great overreaching. The footnote does not assert that "a consensual
relationship [between a tribe and a State] could never exist," post, at
8 (opinion of O'Connor, J.). It merely asserts that "other arrangements"
in the passage from Montana does not include state officers' obtaining of an
(unnecessary) tribal warrant. Whether contractual relations between State and
tribe can expressly or impliedly confer tribal regulatory jurisdiction over
nonmembers -- and whether such conferral can be effective to confer adjudicative
jurisdiction as well --are questions that may arise in another case, but are
not at issue here.
[63] Another exaggeration is the concurrence's contention that we "give
nonmembers freedom to act with impunity on tribal land based solely on their
status as state law enforcement officials," post, at 16 (opinion of O'Connor,
J.). We do not say state officers cannot be regulated; we say they cannot be
regulated in the performance of their law-enforcement duties. Action unrelated
to that is potentially subject to tribal control depending on the outcome of
Montana analysis. Moreover, even where the issue is whether the officer has
acted unlawfully in the performance of his duties, the tribe and tribe members
are of course able to invoke the authority of the Federal Government and federal
courts (or the state government and state courts) to vindicate constitutional
or other federal-and state-law rights.
[64] We must comment upon the final paragraphs of Part II of the concurrence's
opinion -- which bring on stage, in classic fashion, a deus ex machina to extract,
from the seemingly insoluble difficulties that the prior writing has created,
a happy ending. The concurrence manages to have its cake and eat it too -- to
hand over state law-enforcement officers to the jurisdiction of tribal courts
and yet still assure that the officers' traditional immunity (and hence the
State's law-enforcement interest) will be protected -- by simply announcing
"that in order to protect government officials, immunity defenses should
be considered in reviewing tribal court jurisdiction." Post, at 16 (opinion
of O'Connor, J.). What wonderful magic. Without so much as a citation (none
is available) the concurrence declares the qualified immunity inquiry to be
part of the jurisdictional inquiry, thus bringing it within the ken of the federal
court at the outset of the case. There are two problems with this declaration.
The first is that it is not true. There is no authority whatever for the proposition
that absolute-and qualified-immunity defenses pertain to the court's jurisdiction
-- much less to the tribe's regulatory jurisdiction, which is what is at issue
here. (If they did pertain to the court's jurisdiction, they would presumably
be non-waivable. Cf. Idaho v. Coeur d'Alene Tribe of Idaho, 521 U. S. 261, 267
(1997)). And the second problem is, that without first determining whether the
tribe has regulatory jurisdiction, it is impossible to know which "immunity
defenses" the federal court is supposed to consider. The tribe's law on
this subject need not be the same as the State's; indeed, the tribe may decide
(as did the common law until relatively recently) that there is no immunity
defense whatever without a warrant. See California v. Acevedo, 500 U. S. 565,
581 (1991) (Scalia, J., concurring in judgment). One wonders whether, deprived
of its deus ex machina, the concurrence would not alter the conclusion it reached
in Part I of its opinion, and agree with us that a proper balancing of state
and tribal interests would give the Tribes no jurisdiction over state officers
pursuing off-reservation violations of state law.
[65] Finally, it is worth observing that the concurrence's resolution would,
for the first time, hold a non-Indian subject to the jurisdiction of a tribal
court. The question (which we have avoided) whether tribal regulatory and adjudicatory
jurisdiction are coextensive is simply answered by the concurrence in the affirmative.
As Justice Souter's separate opinion demonstrates, it surely deserves more considered
analysis.
[66] Because the Fallon Paiute-Shoshone Tribes lacked legislative authority
to restrict, condition, or otherwise regulate the ability of state officials
to investigate off-reservation violations of state law, they also lacked adjudicative
authority to hear respondent's claim that those officials violated tribal law
in the performance of their duties. Nor can the Tribes identify any authority
to adjudicate respondent's §1983 claim. And since the lack of authority
is clear, there is no need to exhaust the jurisdictional dispute in tribal court.
State officials operating on a reservation to investigate off-reservation violations
of state law are properly held accountable for tortious conduct and civil rights
violations in either state or federal court, but not in tribal court.
[67] The judgment of the Court of Appeals is reversed, and the case remanded
for further proceedings consistent with our opinion.
[68] It is so ordered.
[69] Souter, J., concurring
[70] Justice Souter, with whom Justices Kennedy and Thomas join, concurring.
[71] I agree that the Fallon Paiute-Shoshone Tribal Court had no jurisdiction
to entertain Hicks's claims against the petitioning state officers here, and
I join the Court's opinion. While I agree with the Court's analysis as well
as its conclusion, I would reach that point by a different route. Like the Court,
I take Montana v. United States, 450 U. S. 544 (1981), to be the source of the
first principle on tribal-court civil jurisdiction, see Atkinson Trading Co.
v. Shirley, 532 U. S. ___, ___ (2001) (Souter, J., concurring). But while the
Court gives emphasis to measuring tribal authority here in light of the State's
interest in executing its own legal process to enforce state law governing off-reservation
conduct, ante, at 6-11, I would go right to Montana's rule that a tribe's civil
jurisdiction generally stops short of nonmember defendants, 450 U. S., at 565,
subject only to two exceptions, one turning on "consensual relationships,"
the other on respect for "the political integrity, the economic security,
or the health or welfare of the tribe," id., at 566.*fn10
[72] Montana applied this presumption against tribal jurisdiction to nonmember
conduct on fee land within a reservation; I would also apply it where, as here,
a nonmember acts on tribal or trust land, and I would thus make it explicit
that land status within a reservation is not a primary jurisdictional fact,
but is relevant only insofar as it bears on the application of one of Montana's
exceptions to a particular case. Insofar as I rest my conclusion on the general
jurisdictional presumption, it follows for me that, although the holding in
this case is "limited to the question of tribal-court jurisdiction over
state officers enforcing state law," ante, at 4, n. 2, one rule independently
supporting that holding (that as a general matter "the inherent sovereign
powers of an Indian tribe do not extend to the activities of nonmembers of the
tribe," ante, at 5) is not so confined.
[73] I.
[74] Petitioners are certainly correct that "[t]ribal adjudicatory jurisdiction
over nonmembers is ... ill-defined," Reply Brief for Petitioners 16, since
this Court's own pronouncements on the issue have pointed in seemingly opposite
directions. Compare, e.g., Santa Clara Pueblo v. Martinez, 436 U. S. 49, 65
(1978) ("Tribal courts have repeatedly been recognized as appropriate forums
for the exclusive adjudication of disputes affecting important personal and
property interests of both Indians and non-Indians"), and United States
v. Mazurie, 419 U. S. 544, 557 (1975) ("Indian tribes are unique aggregations
possessing attributes of sovereignty over both their members and their territory"),
with, e.g., Oliphant v. Suquamish Indian Tribe, 435 U. S. 191, 209 (1978) ("
`[T]he limitation upon [tribes'] sovereignty amounts to the right of governing
every person within their limits except themselves' ") (quoting Fletcher
v. Peck, 6 Cranch 87, 147 (1810))). Oliphant, however, clarified tribal-courts'
criminal jurisdiction (in holding that they had none as to non-Indians), and
that decision is now seen as a significant step on the way to Montana, "the
pathmarking case concerning tribal civil authority over nonmembers," Strate
v. A-1 Contractors, 520 U. S. 438, 445 (1997). The path marked best is the rule
that, at least as a presumptive matter, tribal courts lack civil jurisdiction
over nonmembers.*fn11
[75] To be sure, Montana does not of its own force resolve the jurisdictional
issue in this case. There, while recognizing that the parties had "raised
broad questions about the power of the Tribe to regulate [the conduct of] non-Indians
on the reservation," we noted that the issue before us was a "narrow
one." 450 U. S., at 557. Specifically, we said, the question presented
concerned only the power of an Indian tribe to regulate the conduct of nonmembers
"on reservation land owned in fee by nonmembers of the Tribe." Ibid.
Here, it is undisputed, the acts complained of occurred on reservation land
"controlled by a tribe." Pet. for Cert. 24. But although the distinction
between tribal and fee land (and, accordingly, between Montana and this case)
surely exists, it does not in my mind call for a different result. I see the
legal principles that animated our presumptive preclusion of tribal jurisdiction
in Montana as counseling a similar rule as to regulatory, and hence adjudicatory,
jurisdiction here.
[76] In Montana, the Court began its discussion of tribes' "inherent authority"
by noting that "the Indian tribes have lost many of the attributes of sovereignty."
450 U. S., at 563. In "distinguish[ing] between those inherent powers retained
by the tribe and those divested," id., at 564, the Court relied on a portion
of the opinion in United States v. Wheeler, 435 U. S. 313, 326 (1978), from
which it quoted at length:
[77] " `The areas in which ... implicit divestiture of sovereignty has
been held to have occurred are those involving the relations between an Indian
tribe and nonmembers of the tribe... .
[78] These limitations rest on the fact that the dependent status of Indian
tribes within our territorial jurisdiction is necessarily inconsistent with
their freedom independently to determine their external relations. But the powers
of self-government, including the power to prescribe and enforce internal criminal
laws, are of a different type. They involve only the relations among members
of a tribe. Thus, they are not such powers as would necessarily be lost by virtue
of a tribe's dependent status.' " Montana, supra, at 564.
[79] The emphasis in these passages (supplied by the Montana Court, not by me)
underscores the distinction between tribal members and nonmembers, and seems
clearly to indicate, without restriction to the criminal law, that the inherent
authority of the tribes has been preserved over the former but not the latter.
In fact, after quoting Wheeler, the Court invoked Oliphant, supra, which (as
already noted) had imposed a per se bar to tribal-court criminal jurisdiction
over non-Indians, even with respect to conduct occurring on tribal land. The
Montana Court remarked that, "[t]hough Oliphant only determined inherent
tribal authority in criminal matters, the principles on which it relied"
support a more "general proposition" applicable in civil cases as
well, namely, that "the inherent sovereign powers of an Indian tribe do
not extend to the activities of nonmembers of the tribe." 450 U. S., at
565. Accordingly, the Court in Montana repeatedly pressed the member-nonmember
distinction, reiterating at one point, for example, that while "the Indian
tribes retain their inherent power to determine tribal membership, to regulate
domestic relations among members, and to prescribe rules of inheritance for
members," the "exercise of tribal power beyond what is necessary to
protect tribal self-government or to control internal relations is inconsistent
with the dependent status of the tribes, and so cannot survive without express
congressional delegation." Id., at 564; cf. Oliphant v. Schlie, 544 F.
2d 1007, 1015 (CA9 1976) (Kennedy, J., dissenting) ("The concept of sovereignty
applicable to Indian tribes need not include the power to prosecute nonmembers.
This power, unlike the ability to maintain law and order on the reservation
and to exclude nondesireable nonmembers, is not essential to the tribe's identity
or its self-governing status"), rev'd sub nom. Oliphant v. Suquamish Tribe,
435 U. S. 191 (1978).
[80] To Montana's "general proposition" confining the subjects of
tribal jurisdiction to tribal members, the Court appended two exceptions that
could support tribal jurisdiction in some civil matters. First, a tribe may
"regulate ... the activities of nonmembers who enter consensual relationships
with the tribe or its members, through commercial dealing, contracts, leases,
or other arrangements." And second, a tribe may regulate nonmember conduct
that "threatens or has some direct effect on the political integrity, the
economic security, or the health or welfare of the tribe." Id., at 565-566.*fn12
But unless one of these exceptions applies, the "general proposition"
governs and the tribe's civil jurisdiction does "not extend to the activities
of nonmembers of the tribe."
[81] In Strate, we expressly extended the Montana framework, originally applied
as a measure of tribes' civil regulatory jurisdiction, to limit tribes' civil
adjudicatory jurisdiction. We repeated that "absent express authorization
by federal statute or treaty, tribal jurisdiction over the conduct of nonmembers
exists only in limited circumstances." 520 U. S., at 445. Quoting Montana,
we further explained that "[i]n the main" (that is, subject to the
two exceptions outlined in the Montana opinion), " `the inherent sovereign
powers of an Indian tribe' -- those powers a tribe enjoys apart from express
provision by treaty or statute -- `do not extend to the activities of nonmembers
of the tribe.' " Id., at 445-446. Equally important for purposes here was
our treatment of the following passage from Iowa Mut. Ins. Co. v. LaPlante,
480 U. S. 9 (1987), which seemed to state a more expansive jurisdictional position
and which had been cited by the Tribal Court in Strate in support of broad tribal-court
civil jurisdiction over nonmembers:
[82] "Tribal authority over the activities of non-Indians on reservation
lands is an important part of tribal sovereignty. See Montana v. United States,
450 U. S. 544, 565-566 (1981); Washington v. Confederated Tribes of Colville
Indian Reservation, 447 U. S. 134, 152-153 (1980); Fisher v. District Court
[of Sixteenth Judicial Dist. of Mont.], 424 U. S. [382,] 387-389 [(1976)]. Civil
jurisdiction over such activities presumptively lies in the tribal courts unless
affirmatively limited by a specific treaty provision or federal statute ...
.' " Id., at 18." Strate, supra, at 452.
[83] The Strate petitioners fastened upon the statement that "civil jurisdiction
over" the activities of nonmembers on reservation lands "presumptively
lies in the tribal courts." But we resisted the overbreadth of the Iowa
Mutual dictum. We said that the passage "scarcely supports the view that
the Montana rule does not bear on tribal-court adjudicatory authority in cases
involving nonmember defendants," 520 U. S., at 451-452, and stressed the
"three informative citations" accompanying the statement, which mark
the true contours of inherent tribal authority over nonmembers:
[84] "The first citation points to the passage in Montana in which the
Court advanced `the general proposition that the inherent sovereign powers of
an Indian tribe do not extend to the activities of nonmembers of the tribe,'
with two prime exceptions. The case cited second is Washington v. Confederated
Tribes of Colville Reservation, a decision the Montana Court listed as illustrative
of the first Montana exception ... . The third case noted in conjunction with
the Iowa Mutual statement is Fisher v. District Court of Sixteenth Judicial
Dist. of Mont., a decision the Montana Court cited in support of the second
Montana exception ... ." Strate, supra, at 452 (citations omitted).
[85] Accordingly, in explaining and distinguishing Iowa Mutual, we confirmed
in Strate what we had indicated in Montana: that as a general matter, a tribe's
civil jurisdiction does not extend to the "activities of non-Indians on
reservation lands," Iowa Mutual, supra, at 18, and that the only such activities
that trigger civil jurisdiction are those that fit within one of Montana's two
exceptions.
[86] After Strate, it is undeniable that a tribe's remaining inherent civil
jurisdiction to adjudicate civil claims arising out of acts committed on a reservation
depends in the first instance on the character of the individual over whom jurisdiction
is claimed, not on the title to the soil on which he acted. The principle on
which Montana and Strate were decided (like Oliphant before them) looks first
to human relationships, not land records, and it should make no difference per
se whether acts committed on a reservation occurred on tribal land or on land
owned by a nonmember individual in fee. It is the membership status of the unconsenting
party, not the status of real property, that counts as the primary jurisdictional
fact.*fn13
[87] II.
[88] Limiting tribal-court civil jurisdiction this way not only applies the
animating principle behind our precedents, but fits with historical assumptions
about tribal authority and serves sound policy. As for history, Justice Stevens
has observed that "[i]n sharp contrast to the tribes' broad powers over
their own members, tribal powers over nonmembers have always been narrowly confined."
Merrion v. Jicarilla Apache Tribe, 455 U. S. 130, 171 (1982) (dissenting opinion).
His point is exemplified by the early treaties with those who became known as
the five civilized Tribes, which treaties "specifically granted the right
of self-government to the tribes [but] specifically excluded jurisdiction over
nonmembers." Id., at 171, n. 21 (citing Treaty with the Cherokees, Art.
5, 7 Stat. 481 (1835), Treaty with the Choctaws and Chickasaws, Art. 7, 11 Stat.
612 (1855), and Treaty with the Creeks and Seminoles, Art. 15, 11 Stat. 703
(1856)). In a similar vein, referring to 19th-century federal statutes setting
the jurisdiction of the courts of those five Tribes, this Court said in In re
Mayfield, 141 U. S. 107, 116 (1891), that the "general object" of
such measures was "to vest in the courts of the [Indian] nation jurisdiction
of all controversies between Indians, or where a member of the nation is the
only party to the proceeding, and to reserve to the courts of the United States
jurisdiction of all actions to which its own citizens are parties on either
side." And, in fact, to this very day, general federal law prohibits Courts
of Indian Offenses (tribunals established by regulation for tribes that have
not organized their own tribal court systems) from exercising jurisdiction over
unconsenting nonmembers. Such courts have "[c]ivil jurisdiction" only
of those actions arising within their territory "in which the defendant
is an Indian, and of all other suits between Indians and non-Indians which are
brought before the court by stipulation of the parties." 25 CFR §11.103(a)
(2000).
[89] A rule generally prohibiting tribal courts from exercising civil jurisdiction
over nonmembers, without looking first to the status of the land on which individual
claims arise, also makes sense from a practical standpoint, for tying tribes'
authority to land status in the first instance would produce an unstable jurisdictional
crazy quilt. Because land on Indian reservations constantly changes hands (from
tribes to nonmembers, from nonmembers to tribal members, and so on), a jurisdictional
rule under which land status was dispositive would prove extraordinarily difficult
to administer and would provide little notice to nonmembers, whose susceptibility
to tribal-court jurisdiction would turn on the most recent property conveyances.
Cf. Hodel v. Irving, 481 U. S. 704, 718 (1987) (noting the difficulties that
attend the "extreme fractionation of Indian lands").
[90] The ability of nonmembers to know where tribal jurisdiction begins and
ends, it should be stressed, is a matter of real, practical consequence given
"[t]he special nature of [Indian] tribunals," Duro v. Reina, 495 U.
S. 676, 693 (1990), which differ from traditional American courts in a number
of significant respects. To start with the most obvious one, it has been understood
for more than a century that the Bill of Rights and the Fourteenth Amendment
do not of their own force apply to Indian tribes. See Talton v. Mayes, 163 U.
S. 376, 382-385 (1895); F. Cohen, Handbook of Federal Indian Law 664-665 (1982
ed.) (hereinafter Cohen) ("Indian tribes are not states of the union within
the meaning of the Constitution, and the constitutional limitations on states
do not apply to tribes"). Although the Indian Civil Rights Act of 1968
(ICRA) makes a handful of analogous safeguards enforceable in tribal courts,
25 U. S. C. §1302, "the guarantees are not identical," Oliphant,
435 U. S., at 194,*fn14 and there is a "definite trend by tribal courts"
toward the view that they "ha[ve] leeway in interpreting" the ICRA's
due process and equal protection clauses and "need not follow the U. S.
Supreme Court precedents `jot-for-jot,' " Newton, Tribal Court Praxis:
One Year in the Life of Twenty Indian Tribal Courts, 22 Am. Indian L. Rev. 285,
344, n. 238 (1998). In any event, a presumption against tribal-court civil jurisdiction
squares with one of the principal policy considerations underlying Oliphant,
namely, an overriding concern that citizens who are not tribal members be "protected
... from unwarranted intrusions on their personal liberty," 435 U. S.,
at 210.
[91] Tribal courts also differ from other American courts (and often from one
another) in their structure, in the substantive law they apply, and in the independence
of their judges. Although some modern tribal courts "mirror American courts"
and "are guided by written codes, rules, procedures, and guidelines,"
tribal law is still frequently unwritten, being based instead "on the values,
mores, and norms of a tribe and expressed in its customs, traditions, and practices,"
and is often "handed down orally or by example from one generation to another."
Melton, Indigenous Justice Systems and Tribal Society, 79 Judicature 126, 130-131
(1995). The resulting law applicable in tribal courts is a complex "mix
of tribal codes and federal, state, and traditional law," National American
Indian Court Judges Assn., Indian Courts and the Future 43 (1978), which would
be unusually difficult for an outsider to sort out.
[92] Hence the practical importance of being able to anticipate tribal jurisdiction
by reference to a fact more readily knowable than the title status of a particular
plot of land. One further consideration confirms the point. It is generally
accepted that there is no effective review mechanism in place to police tribal
courts' decisions on matters of non-tribal law, since tribal-court judgments
based on state or federal law can be neither removed nor appealed to state or
federal courts. Cf., e.g., 28 U. S. C. §1441(a) (removal of "any civil
action brought in a State court of which the district courts of the United States
have original jurisdiction"); §1257(a) (Supreme Court review of "judgments
or decrees rendered by the highest court of a State" where federal law
implicated). The result, of course, is a risk of substantial disuniformity in
the interpretation of state and federal law, a risk underscored by the fact
that "[t]ribal courts are often `subordinate to the political branches
of tribal governments,' " Duro, supra, at 693 (quoting Cohen 334-335).
[93] III.
[94] There is one loose end. The panel majority in the Ninth Circuit held that
"the Montana presumption against tribal court jurisdiction does not apply
in this case." 196 F. 3d 1020, 1028 (1999). Since we have held otherwise,
should we now remand for application of the correct law? There is room for reasonable
disagreement on this point, see post, at 10 (O'Connor, J., concurring in part
and concurring in judgment), but on balance I think a remand is unnecessary.
The Court's analysis of opposing state and tribal interests answers the opinion
of the Ninth Circuit majority; in substance, the issues subject to the Court
of Appeals's principal concern have been considered here. My own focus on the
Montana presumption was, of course, addressed by the panel (albeit unsympathetically),
and the only question that might now be considered by the Circuit on my separate
approach to the case is the applicability of the second Montana exception. But
as Judge Rymer indicated in her dissent, the uncontested fact that the Tribal
Court itself authorized service of the state warrant here bars any serious contention
that the execution of that warrant adversely affected the Tribes' political
integrity. See 196 F. 3d, at 1033-1034. Thus, even if my alternative rationale
exclusively governed the outcome, remand would be pure formality.
[95] Ginsburg, J., concurring
[96] Justice Ginsburg, concurring.
[97] I join the Court's opinion. As the Court plainly states, and as Justice
Souter recognizes, the "holding in this case is limited to the question
of tribal-court jurisdiction over state officers enforcing state law."
Ante, at 4, n. 2 (opinion of the Court); ante, at 2 (Souter, J., concurring).
The Court's decision explicitly "leave[s] open the question of tribal-court
jurisdiction over nonmember defendants in general," ante, at 4, n. 2, including
state officials engaged on tribal land in a venture or frolic of their own,
see ante, at 19 (a state officer's conduct on tribal land "unrelated to
[performance of his law-enforcement duties] is potentially subject to tribal
control").
[98] I write separately only to emphasize that Strate v. A-1 Contractors, 520
U. S. 438 (1997), similarly deferred larger issues. Strate concerned a highway
accident on a right-of-way over tribal land. For nonmember governance purposes,
the accident site was equivalent to alienated, non-Indian land. Id., at 456.
We held that the nonmember charged with negligent driving in Strate was not
amenable to the Tribe's legislative or adjudicatory authority. But we "express[ed]
no view on the governing law or proper forum" for cases arising out of
nonmember conduct on tribal land. Id., at 442. The Court's opinion, as I understand
it, does not reach out definitively to answer the jurisdictional questions left
open in Strate.
[99] Opinion of O'Connor, J.
[100] Justice O'Connor, with whom Justice Stevens and Justice Breyer join, concurring
in part and concurring in the judgment.
[101] The Court holds that a tribe has no power to regulate the activities of
state officials enforcing state law on land owned and controlled by the tribe.
The majority's sweeping opinion, without cause, undermines the authority of
tribes to " `make their own laws and be ruled by them.' " Strate v.
A-1 Contractors, 520 U. S. 438, 459 (1997) (quoting Williams v. Lee, 358 U.
S. 217, 220 (1959)). I write separately because Part II of the Court's decision
is unmoored from our precedents.
[102] I.
[103] A.
[104] Today, the Court finally resolves that Montana v. United States, 450 U.
S. 544 (1981), governs a tribe's civil jurisdiction over nonmembers regardless
of land ownership. Ante, at 4-6. This is done with little fanfare, but the holding
is significant because we have equivocated on this question in the past.
[105] In Montana, we held that the Tribe in that case could not regulate the
hunting and fishing activities of nonmembers on nontribal land located within
the geographical boundaries of the reservation. 450 U. S., at 557. We explained
that the Tribe's jurisdiction was limited to two instances --where a consensual
relationship exists between the tribe and nonmembers, or where jurisdiction
was necessary to preserve tribal sovereignty -- and we concluded that neither
instance applied. Id., at 565-567; ante, at 4-6.
[106] Given the facts of Montana, it was not clear whether the status of the
persons being regulated, or the status of the land where the hunting and fishing
occurred, led the Court to develop Montana's jurisdictional rule and its exceptions.
In subsequent cases, we indicated that the nonmember status of the person being
regulated determined Montana's application, see, e.g., South Dakota v. Bourland,
508 U. S. 679, 694-695, and n. 15 (1993), while in other cases we indicated
that the fee simple status of the land triggered application of Montana, see,
e.g., Strate v. A-1 Contractors, supra, at 454, and n. 8. This is the Court's
first opportunity in recent years to consider whether Montana applies to nonmember
activity on land owned and controlled by the tribe. Cf. Atkinson Trading Co.
v. Shirley, 532 U. S. ___ (2001).
[107] The Court of Appeals concluded that Montana did not apply in this case
because the events in question occurred on tribal land. 196 F. 3d 1020, 1028
(CA9 1999). Because Montana is our best source of "coherence in the various
manifestations of the general law of tribal jurisdiction over non-Indians,"
Atkinson Trading Co. v. Shirley, supra, at ___ (slip op., at 1) (Souter, J.,
concurring), the majority is quite right that Montana should govern our analysis
of a tribe's civil jurisdiction over nonmembers both on and off tribal land.
I part company with the majority, however, because its reasoning is not faithful
to Montana or its progeny.
[108] B.
[109] Montana's principles bear repeating. In Montana, the Court announced the
"general proposition that the inherent sovereign powers of an Indian tribe
do not extend to the activities of nonmembers of the tribe." 450 U. S.,
at 565. The Court further explained, however, that tribes do retain some attributes
of sovereignty:
[110] "To be sure, Indian tribes retain inherent sovereign power to exercise
some forms of civil jurisdiction over non-Indians on their reservations, even
on non-Indian fee lands. A tribe may regulate, through taxation, licensing,
or other means, the activities of nonmembers who enter consensual relationships
with the tribe or its members, through commercial dealing, contracts, leases,
or other arrangements. A tribe may also retain inherent power to exercise civil
authority over the conduct of non-Indians on fee lands within its reservation
when that conduct threatens or has some direct effect on the political integrity,
the economic security, or the health or welfare of the tribe." Id., at
565-566 (citations omitted).
[111] We concluded in that case that hunting and fishing by nonmembers on reservation
land held in fee by nonmembers of the Tribe did not fit within either of the
"Montana exceptions" that permit jurisdiction over nonmembers. The
hunting and fishing in that case did not involve a consensual relationship and
did not threaten the security of the Tribe. 450 U. S., at 557. We "readily
agree[d]" with the Court of Appeals in that case, however, that the Tribe
"may prohibit nonmembers from hunting or fishing on land belonging to the
Tribe or held by the United States in trust for the Tribe," and that "if
the Tribe permits nonmembers to fish or hunt on such lands, it may condition
their entry by charging a fee or establishing . . . limits." Ibid. In the
cases that followed, we uniformly regarded land ownership as an important factor
in determining the scope of a tribe's civil jurisdiction.
[112] We have held that the tribe's power to impose taxes on nonmembers doing
business on tribal or trust lands of the reservation is "an essential attribute
of Indian sovereignty because it is a necessary instrument of self-government
and territorial management." Merrion v. Jicarilla Apache Tribe, 455 U.
S. 130, 137 (1982). We held that the tribe's power to tax derived from two distinct
sources: the tribe's power of self-government and the tribe's power to exclude.
Id., at 137, 149. Recognizing that tribes are " `unique aggregations possessing
attributes of sovereignty,' " however, we further explained that the power
to tax was "subject to constraints not imposed on other governmental entities"
in that the Federal Government could take away that power. Id., at 140-141.
[113] At issue in Brendale v. Confederated Tribes and Bands of Yakima Nation,
492 U. S. 408 (1989), was whether Tribes had the authority to zone particular
tracts of land within the boundaries of the reservation owned by nonmembers.
Although no opinion garnered a majority, Members of the Court determined the
Tribes' zoning authority by considering the tribes' power to exclude and the
Tribes' sovereign interests in preserving the Tribes' political integrity, economic
security, and health and welfare. Id., at 423-425, 428-432 (White, J., joined
by Rehnquist, C. J., and Scalia and Kennedy, JJ.); id., at 433-435, 443-444
(Stevens, J., joined by O'Connor, J.); id., at 454-455 (Blackmun, J., joined
by Brennan and Marshall, JJ.). In the end, the tribes' power to zone each parcel
of land turned on the extent to which the tribes maintained ownership and control
over the areas in which the parcels were located. Id., at 438-444, 444-447 (Stevens,
J., joined by O'Connor, J.).
[114] In South Dakota v. Bourland, supra, we were again confronted with a tribe's
attempt to regulate hunting and fishing by nonmembers on lands located within
the boundaries of the tribe's reservation, but not owned by the tribe. In Bourland,
the United States had acquired the land at issue from the Tribe under the Flood
Control Act and the Cheyenne River Act. Id., at 689-690. We concluded that these
congressional enactments deprived the Tribe of "any former right of absolute
and exclusive use and occupation of the conveyed lands." Id., at 689. We
considered that Montana's exceptions might support tribal jurisdiction over
nonmembers, but decided to leave that issue for consideration on remand. 508
U. S., at 695-696.
[115] We have also applied Montana to decide whether a tribal court had civil
jurisdiction to adjudicate a lawsuit arising out of a traffic accident on a
state highway that passed through a reservation. Strate v. A-1 Contractors,
520 U. S. 438 (1997). We explained that "Montana delineated -- in a main
rule and exceptions -- the bounds of power tribes retain to exercise forms of
jurisdiction" over nonmembers. Because our prior cases did not involve
jurisdiction of tribal courts, we clarified that "[a]s to nonmembers .
. . a tribe's adjudicative jurisdiction does not exceed its legislative jurisdiction."
Id., at 453. Again, we considered the status of the land where the nonmember
activities occurred. In accord with Montana, we "readily agree[d]"
"that tribes retain considerable control over nonmember conduct on tribal
land." 520 U. S., at 454. But we determined that the right-of-way acquired
for the State's highway rendered that land equivalent to "alienated, non-Indian
land." Ibid. Applying Montana, we concluded that the defendant's allegedly
tortious conduct did not constitute a consensual relationship that gave rise
to tribal court jurisdiction. 520 U. S., at 456-457. We also found that "[n]either
regulatory nor adjudicatory authority over the state highway accident . . .
is needed to preserve the right of reservation Indians to make their own laws
and be ruled by them." Id., at 459.
[116] Just last month, we applied Montana in a case concerning a tribe's authority
to tax nonmember activity occurring on non-Indian fee land. Atkinson Trading
Co. v. Shirley, 523 U. S. ___ (2001). In that case, the Tribe argued that it
had the power to tax under Merrion, supra. We disagreed, distinguishing Merrion
on the ground that the Tribe's inherent power to tax "only extended to
`transactions occurring on trust lands and significantly involving a tribe or
its members.' " 532 U. S., at ___ (slip op., at 7) (quoting Merrion, supra,
at 137). We explained that "Merrion involved a tax that only applied to
activity occurring on the reservation, and its holding is therefore easily reconcilable
with the Montana-Strate line of authority, which we deem to be controlling."
532 U. S., at ___ (slip op., at 7).
[117] Montana and our other cases concerning tribal civil jurisdiction over
nonmembers occupy a middle ground between our cases that provide for nearly
absolute tribal sovereignty over tribe members, see generally Williams v. Lee,
358 U. S. 217, 218-223 (1959), and our rule that tribes have no inherent criminal
jurisdiction over nonmembers, see Oliphant v. Suquamish Tribe, 435 U. S. 191
(1978). Montana recognizes that tribes retain sovereign interests in activities
that occur on land owned and controlled by the tribe, and provides principles
that guide our determination of whether particular activities by nonmembers
implicate these sovereign interests to a degree that tribal civil jurisdiction
is appropriate.
[118] C.
[119] In this case, the Court purports to apply Montana -- in keeping with the
above line of cases -- to determine whether a tribe, "as an exercise of
[its] inherent sovereignty . . . can regulate state wardens executing a search
warrant for evidence of an off-reservation crime." Ante, at 4. The Court's
reasoning suffers from two serious flaws: It gives only passing consideration
to the fact that the state officials' activities in this case occurred on land
owned and controlled by the Tribes, and it treats as dispositive the fact that
the nonmembers in this case are state officials.
[120] Under the first Montana exception, a tribe may exercise regulatory jurisdiction
where a nonmember enters into a consensual relationship with the tribe. 450
U. S., at 565. The majority in this case dismisses the applicability of this
exception in a footnote, concluding that any consensual relationship between
tribes and nonmembers "clearly" must be a "private" consensual
relationship "from which the official actions at issue in this case are
far removed." Ante, at 5, n. 3.
[121] The majority provides no support for this assertion. The Court's decision
in Montana did not and could not have resolved the complete scope of the first
exception. We could only apply the first exception to the activities presented
in that case, namely, hunting and fishing by nonmembers on land owned in fee
simple by nonmembers. 450 U. S., at 557. To be sure, Montana is "an opinion
. . . not a statute," and therefore it seems inappropriate to speak of
what the Montana Court intended the first exception to mean in future cases.
See ante, at 18.
[122] State governments may enter into consensual relationships with tribes,
such as contracts for services or shared authority over public resources. Depending
upon the nature of the agreement, such relationships could provide official
consent to tribal regulatory jurisdiction. Some States have formally sanctioned
the creation of tribal-state agreements. See, e.g., Mont. Code Ann. §18-11-101
et seq. (1997) (State-Tribal Cooperative Agreements Act); Neb. Rev. Stat. §13-1502
et seq. (1997) (State-Tribal Cooperative Agreements Act); Okla. Stat., Tit.
74, §1221 (Supp. 2001) (authorizing Governor to enter into cooperative
agreements on behalf of the State to address issues of mutual interest). In
addition, there are a host of cooperative agreements between tribes and state
authorities to share control over tribal lands, to manage public services, and
to provide law enforcement. See, e.g., Cal. Health & Safety Code Ann. §25198.1
et seq. (West 1992 and Supp. 2001) (cooperative agreements for hazardous waste
management); Cal. Pub. Res. Code Ann. §44201 et seq. (West 1996) (cooperative
agreements for solid waste management); Minn. Stat. §626.90 et seq. (Supp.
2001) (authorizing cooperative agreements between state law enforcement and
tribal peace officers); Nev. Rev. Stat. §277.058 (Supp. 1999) (cooperative
agreements concerning sites of archeological or historical significance); N.
M. Stat. Ann. §9-11-12.1 (Supp. 2000) (cooperative agreements for tax administration);
Ore. Rev. Stat. §25.075 (1999) (cooperative agreements concerning child
support and paternity matters); Wash. Rev. Code §26.25.010 et seq. (1999)
(cooperative agreements for child welfare); §79.60.010 (cooperative agreements
among federal, state, and tribal governments for timber and forest management).
[123] Whether a consensual relationship between the Tribes and the State existed
in this case is debatable, compare Brief for Petitioners 36-38, with Brief for
Respondents Tribal Court in and for the Fallon Paiute-Shoshone Tribes et al.
23-25, but our case law provides no basis to conclude that such a consensual
relationship could never exist. Without a full understanding of the applicable
relationships among tribal, state, and federal entities, there is no need to
create a per se rule that forecloses future debate as to whether cooperative
agreements, or other forms of official consent, could ever be a basis for tribal
jurisdiction. Compare ante, at 5, n. 3, with ante, at 18-19.
[124] The second Montana exception states that a tribe may regulate nonmember
conduct where that conduct "threatens or has some direct effect on the
political integrity, the economic security, or the health or welfare of the
tribe." 450 U. S., at 566. The majority concentrates on this aspect of
Montana, asking whether "regulatory jurisdiction over state officers in
the present context is `necessary to protect tribal self-government or to control
internal relations,' " and concludes that it is not. Ante, at 6.
[125] At the outset, the Court recites relatively uncontroversial propositions.
A tribe's right to make its own laws and be governed by them "does not
exclude all state regulatory authority on the reservation"; a reservation
" `is considered part of the territory of a State' "; "States
may regulate the activities even of tribe members on tribal land"; and
the " `process of [state] courts may run into [a] . . . reservation.' "
Ante, at 7, 8, 9 (citations omitted).
[126] None of "these prior statements," however, "accord[s]"
with the majority's conclusion that "tribal authority to regulate state
officers in executing process related to [an off-reservation violation of state
law] is not essential to tribal self-government or internal relations."
Ante, at 10. Our prior decisions are informed by the understanding that tribal,
federal, and state governments share authority over tribal lands. See, e.g.,
Cotton Petroleum Corp. v. New Mexico, 490 U. S. 163, 176-187 (1989) (concurrent
jurisdiction of state and tribal governments to impose severance taxes on oil
and gas production by nonmembers); Rice v. Rehner, 463 U. S. 713 (1983) (concurrent
jurisdiction of Federal and State Governments to issue liquor licenses for transactions
on reservations); Washington v. Confederated Tribes of Colville Reservation,
447 U. S. 134 (1980) (concurrent jurisdiction of state and tribal governments
to tax cigarette purchases by nonmembers). Saying that tribal jurisdiction must
"accommodat[e]" various sovereign interests does not mean that tribal
interests are to be nullified through a per se rule. Id., at 156.
[127] The majority's rule undermining tribal interests is all the more perplexing
because the conduct in this case occurred on land owned and controlled by the
Tribes. Although the majority gives a passing nod to land status at the outset
of its opinion, ante, at 6, that factor is not prominent in the Court's analysis.
This oversight is significant. Montana recognizes that tribes may retain inherent
power to exercise civil jurisdiction when the nonmember conduct "threatens
or has some direct effect on the political integrity, the economic security,
or the health or welfare of the tribe." 450 U. S., at 566. These interests
are far more likely to be implicated where, as here, the nonmember activity
takes place on land owned and controlled by the tribe. If Montana is to bring
coherence to our case law, we must apply it with due consideration to land status,
which has always figured prominently in our analysis of tribal jurisdiction.
See supra, at 2-6.
[128] This case involves state officials acting on tribal land. The Tribes'
sovereign interests with respect to nonmember activities on its land are not
extinguished simply because the nonmembers in this case are state officials
enforcing state law. Our cases concerning tribal power often involve the competing
interests of state, federal, and tribal governments. See, e.g., Cotton Petroleum
Corp., supra; Confederated Tribes, supra; Rehner, supra. The actions of state
officials on tribal land in some instances may affect tribal sovereign interests
to a greater, not lesser, degree than the actions of private parties. In this
case for example, it is alleged that state officers, who gained access to Hicks'
property by virtue of their authority as state actors, exceeded the scope of
the search warrants and damaged Hicks' personal property.
[129] Certainly, state officials should be protected from civil liability for
actions undertaken within the scope of their duties. See infra, at 14-15. The
majority, however, does not conclude that the officials in this case were acting
within the scope of their duties. Moreover, the majority finds it "irrelevant"
that Hicks' lawsuits are against state officials in their personal capacities.
Ante, at 11. The Court instead announces the rule that state officials "cannot
be regulated in the performance of their law-enforcement duties," but "[a]ction
unrelated to that is potentially subject to tribal control." Ante, at 19.
Here, Hicks alleges that state officials exceeded the scope of their authority
under the search warrants. The Court holds that the state officials may not
be held liable in Tribal Court for these actions, but never explains where these,
or more serious allegations involving a breach of authority, would fall within
its new rule of state official immunity.
[130] The Court's reasoning does not reflect a faithful application of Montana
and its progeny. Our case law does not support a broad per se rule prohibiting
tribal jurisdiction over nonmembers on tribal land whenever the nonmembers are
state officials. If the Court were to remain true to the principles that have
governed in prior cases, the Court would reverse and remand the case to the
Court of Appeals for a proper application of Montana to determine whether there
is tribal jurisdiction. Compare 196 F. 3d, at 1032-1034 (Rymer, J., dissenting)
(concluding that there is no jurisdiction under Montana), with 944 F. Supp.
1455, 1466 (Nev. 1996) (assuming, arguendo, that Montana applies and concluding
that there is jurisdiction). See also Bourland, 508 U. S., at 695-696.
[131] II.
[132] The Court's sweeping analysis gives the impression that this case involves
a conflict of great magnitude between the State of Nevada and the Fallon Paiute-Shoshone
Tribes. That is not so. At no point did the Tribes attempt to exclude the State
from the reservation. At no point did the Tribes attempt to obstruct state officials'
efforts to secure or execute the search warrants. Quite the contrary, the record
demonstrates that judicial and law enforcement officials from the State and
the Tribes acted in full cooperation to investigate an off-reservation crime.
Ante, at 1-3; 944 F. Supp., at 1458-1459.
[133] In this case, Hicks attempts to hold state officials (and tribal officials)
liable for allegedly exceeding the scope of the search warrants and damaging
his personal property. This case concerns the Tribes' civil adjudicatory jurisdiction
over state officials. The Court concludes that it cannot address adjudicatory
jurisdiction without first addressing the Tribes' regulatory jurisdiction. Ante,
at 3-4. But there is no need for the Court to decide the precise scope of a
tribe's regulatory jurisdiction, or to decide in this case whether a tribe's
adjudicatory jurisdiction equals its regulatory jurisdiction. Cf. ante, at 4,
20-21.
[134] To resolve this case, it suffices to answer the questions presented, which
concern the civil adjudicatory jurisdiction of tribal courts. See Pet. for Cert.
i. Petitioners contend that tribal court jurisdiction over state officials should
be determined with reference to officials' claims of immunity. I agree and would
resolve this case by applying basic principles of official and qualified immunity.
[135] The state officials raised immunity defenses to Hicks' claims in Tribal
Court. The Tribal Court acknowledged the officials' claims, but did not consider
the immunity defenses in determining its jurisdiction. App. to Pet. for Cert.
C1-C8. The Federal District Court ruled that because the Tribal Court had not
decided the immunity issues, the federal court should stay its hand and not
decide the immunity issues while reviewing the Tribal Court's jurisdiction.
944 F. Supp., at 1468-1469, and n. 26. The Ninth Circuit affirmed, concluding
that the District Court correctly applied the exhaustion requirement to the
immunity issues. 196 F. 3d, at 1029-1031. In my view, the Court of Appeals misunderstood
our precedents when it refused to consider the state officials' immunity claims
as it reviewed the Tribal Court's civil jurisdiction.
[136] In determining the relationship between tribal courts and state and federal
courts, we have developed a doctrine of exhaustion based on principles of comity.
See, e.g., Iowa Mut. Ins. Co. v. LaPlante, 480 U. S. 9 (1987); National Farmers
Union Ins. Cos. v. Crow Tribe, 471 U. S. 845 (1985). In National Farmers Union,
a member of the Tribe sued the local school district, an arm of the State, in
a personal injury action. Id., at 847. The defendants sued in federal court
challenging the Tribal Court's jurisdiction. The District Court concluded that
the Tribal Court lacked jurisdiction and enjoined the Tribal Court proceedings.
The Court of Appeals reversed, holding that the District Court lacked jurisdiction
to enter the injunction.
[137] We reversed the Court of Appeals' conclusion that the District Court lacked
jurisdiction over the federal action. We explained that the "extent to
which Indian tribes have retained the power to regulate the affairs of non-Indians"
is governed by federal law. Id., at 851-852. Likewise, "[t]he question
whether an Indian tribe retains the power to compel a non-Indian property owner
to submit to the civil jurisdiction of a tribal court is one that must be answered
by reference to federal law," and therefore district courts may determine
under 28 U. S. C. §1331 whether a tribal court has exceeded the lawful
limits of its jurisdiction. 471 U. S., at 852.
[138] We refused to foreclose entirely the civil jurisdiction of tribal courts
over nonmembers as we had foreclosed inherent criminal jurisdiction over nonmembers
in Oliphant v. Suquamish Tribe, 435 U. S. 191 (1978). See National Farmers,
471 U. S., at 854-855. Instead, we reasoned that "the existence and extent
of a tribal court's jurisdiction will require a careful examination of tribal
sovereignty, the extent to which that sovereignty has been altered, divested,
or diminished, as well as a detailed study of relevant statutes, Executive Branch
policy as embodied in treaties and elsewhere, and administrative or judicial
decisions." Id., at 855-856. We concluded that this "examination should
be conducted in the first instance in the Tribal Court itself," and that
a federal court should "sta[y] its hand" until after the tribal court
has had opportunity to determine its own jurisdiction. Id., at 856-857.
[139] In Iowa Mutual, an insurance company sued members of a Tribe in federal
court on the basis of diversity jurisdiction; at the same time, a civil lawsuit
by the tribal members was pending against the nonmember insurance company in
Tribal Court. 480 U. S., at 11-13. The District Court granted the tribe members'
motion to dismiss the federal action for lack of jurisdiction on the ground
that the Tribal Court should have had the first opportunity to determine its
jurisdiction. The Court of Appeals affirmed.
[140] We reversed and remanded. We made clear that the Tribal Court should be
given the first opportunity to determine its jurisdiction, but emphasized that
"[e]xhaustion is required as a matter of comity, not as a jurisdictional
prerequisite." Id., at 16-17, and n. 8. We explained that tribal court
remedies must be exhausted, but the tribal court's "determination of tribal
jurisdiction is ultimately subject to review," and may be challenged in
district court. Id., at 19.
[141] Later, in Strate, "we reiterate[d] that National Farmers and Iowa
Mutual enunciate only an exhaustion requirement, a prudential rule, based on
comity." 520 U. S., at 453 (internal quotation marks and citation omitted).
See also El Paso Natural Gas Co. v. Neztsosie, 526 U. S. 473, 482-487 (1999).
Application of that principle in this case leads me to conclude that the District
Court and the Court of Appeals should have considered the state officials' immunity
claims as they determined the Tribal Court's jurisdiction.
[142] The doctrines of official immunity, see, e.g., Westfall v. Erwin, 484
U. S. 292, 296-300 (1988), and qualified immunity, see, e.g., Harlow v. Fitzgerald,
457 U. S. 800, 813-819 (1982), are designed to protect state and federal officials
from civil liability for conduct that was within the scope of their duties or
conduct that did not violate clearly established law. These doctrines short
circuit civil litigation for officials who meet these standards so that these
officials are not subjected to the costs of trial or the burdens of discovery.
457 U. S., at 817-818. For example, the Federal Employees Liability Reform and
Tort Compensation Act of 1988, commonly known as the Westfall Act, allows the
United States to substitute itself for a federal employee as defendant upon
certifying that the employee was acting within the scope of his duties. 28 U.
S. C. §2679(d). Nevada law contains analogous provisions. See Nev. Rev.
Stat. §§41.032, 41.0335-41.0339 (1996 and Supp. 1999). The employee
who successfully claims official immunity therefore invokes the immunity of
the sovereign. When a state or federal official asserts qualified immunity,
he claims that his actions were reasonable in light of clearly established law.
Anderson v. Creighton, 483 U. S. 635 (1987). In those cases, we allow that official
to take an immediate interlocutory appeal from an adverse ruling to ensure that
the civil proceedings do not continue if immunity should be granted. Mitchell
v. Forsyth, 472 U. S. 511, 524-530 (1985).
[143] In this case, the state officials raised their immunity defenses in Tribal
Court as they challenged that court's subject matter jurisdiction. App. to Pet.
for Cert. J5-J6, K8, K11-K13; 196 F. 3d, at 1029-1031. Thus the Tribal Court
and the Appellate Tribal Court had a full opportunity to address the immunity
claims. These defendants, like other officials facing civil liability, were
entitled to have their immunity defenses adjudicated at the earliest stage possible
to avoid needless litigation. It requires no "magic" to afford officials
the same protection in tribal court that they would be afforded in state or
federal court. Ante, at 20. I would therefore reverse the Court of Appeals in
this case on the ground that it erred in failing to address the state officials'
immunity defenses. It is possible that Hicks' lawsuits would have been easily
disposed of on the basis of official and qualified immunity.
[144] The Court issues a broad holding that significantly alters the principles
that govern determinations of tribal adjudicatory and regulatory jurisdiction.
While I agree that Montana guides our analysis, I do not believe that the Court
has properly applied Montana. I would not adopt a per se rule of tribal jurisdiction
that fails to consider adequately the Tribes' inherent sovereign interests in
activities on their land, nor would I give nonmembers freedom to act with impunity
on tribal land based solely on their status as state law enforcement officials.
I would hold that Montana governs a tribe's civil jurisdiction over nonmembers,
and that in order to protect government officials, immunity claims should be
considered in reviewing tribal court jurisdiction. Accordingly, I would reverse
the judgment of the United States Court of Appeals for the Ninth Circuit and
remand the case for further proceedings consistent with this opinion.
[145] Stevens, J., concurring in judgment
[146] Justice Stevens, with whom Justice Breyer joins, concurring in the judgment.
[147] While I join the Court's disposition of the case for the reasons stated
by Justice O'Connor, I do not agree with the Court's conclusion that tribal
courts may not exercise their jurisdiction over claims seeking the relief authorized
by 42 U. S. C. §1983.*fn15 I agree instead with the Solicitor General's
submission that a tribal court may entertain such a claim unless enjoined from
doing so by a federal court. See Brief for United States as Amicus Curiae 24-30.
[148] The majority's analysis of this question is exactly backwards. It appears
to start from the assumption that tribal courts do not have jurisdiction to
hear federal claims unless federal law expressly grants them the power, see
ante, at 13, and then concludes that, because no such express grant of power
has occurred with respect to §1983, tribal courts must lack the authority
to adjudicate those claims. Ibid. ("[N]o provision in federal law provides
for tribal-court jurisdiction over §1983 actions"). But the Court's
initial assumption is deeply flawed. Absent federal law to the contrary, the
question whether tribal courts are courts of general jurisdiction is fundamentally
one of tribal law. Cf. Gulf Offshore Co. v. Mobil Oil Corp., 453 U. S. 473,
478 (1981) (State-court subject-matter jurisdiction is "governed in the
first instance by state law" (emphasis added)).*fn16 Given a tribal assertion
of general subject-matter jurisdiction, we should recognize a tribe's authority
to adjudicate claims arising under §1983 unless federal law dictates otherwise.
Cf. id., at 477-478 ("[S]tate courts may assume subject-matter jurisdiction
over a federal cause of action absent provision by Congress to the contrary
or disabling incompatibility between the federal claim and state-court adjudication").*fn17
[149] I see no compelling reason of federal law to deny tribal courts the authority,
if they have jurisdiction over the parties, to decide claims arising under §1983.
Section 1983 creates no new substantive rights, see Chapman v. Houston Welfare
Rights Organization, 441 U. S. 600, 617 (1979); it merely provides a federal
cause of action for the violation of federal rights that are independently established
either in the Federal Constitution or in federal statutory law. Despite the
absence of any mention of state courts in §1983, we have never questioned
the jurisdiction of such courts to provide the relief it authorizes.*fn18
[150] Moreover, as our decision in El Paso Natural Gas Co. v. Neztsosie, 526
U. S. 473 (1999), demonstrates, the absence of an express statutory provision
for removal to a federal court upon the motion of the defendant provides no
obstacle whatsoever to the granting of equivalent relief by a federal district
court. See id., at 485 ("Injunction against further litigation in tribal
courts would in practical terms give the same result as a removal ...").
"Why, then, the congressional silence on tribal courts? ... [I]nadvertence
seems the most likely [explanation] ... . Now and then silence is not pregnant."
Id., at 487. There is really no more reason for treating the silence in §1983
concerning tribal courts as an objection to tribal-court jurisdiction over such
claims than there is for treating its silence concerning state courts as an
objection to state-court jurisdiction.
[151] In sum, I agree with the interpretation of this federal statute that is
endorsed by the Solicitor General of the United States.
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Opinion Footnotes
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[152] *fn1 Hereinafter, Hicks will be referred to as "respondent."
The Tribal Court and Judge are also respondents, however, and are included when
the term "respondents" is used.
[153] *fn2 In National Farmers Union Ins. Cos. v. Crow Tribe, 471 U. S. 845,
855-856 (1985), we avoided the question whether tribes may generally adjudicate
against nonmembers claims arising from on-reservation transactions, and we have
never held that a tribal court had jurisdiction over a nonmember defendant.
Typically, our cases have involved claims brought against tribal defendants.
See, e.g., Williams v. Lee, 358 U. S. 217 (1959). In Strate v. A-1 Contractors,
520 U. S. 438, 453 (1997), however, we assumed that "where tribes possess
authority to regulate the activities of nonmembers, civil jurisdiction over
disputes arising out of such activities presumably lies in the tribal courts,"
without distinguishing between nonmember plaintiffs and nonmember defendants.
See also Iowa Mut. Ins. Co. v. LaPlante, 480 U. S. 9, 18 (1987). Our holding
in this case is limited to the question of tribal-court jurisdiction over state
officers enforcing state law. We leave open the question of tribal-court jurisdiction
over nonmember defendants in general.
[154] *fn3 Montana recognized an exception to this rule for tribal regulation
of "the activities of nonmembers who enter consensual relationships with
the tribe or its members, through commercial dealing, contracts, leases, or
other arrangements." 450 U. S., at 565. Though the wardens in this case
"consensually" obtained a warrant from the Tribal Court before searching
respondent's home and yard, we do not think this qualifies as an "other
arrangement" within the meaning of this passage. Read in context, an "other
arrangement" is clearly another private consensual relationship, from which
the official actions at issue in this case are far removed.
[155] *fn4 Our holding in Worcester must be considered in light of the fact
that "[t]he 1828 treaty with the Cherokee nation . . . guaranteed the Indians
their lands would never be subjected to the jurisdiction of any State or Territory."
Organized Village of Kake v. Egan, 369 U. S. 60, 71 (1962); cf. Williams v.
Lee, 358 U. S. 217, 221-222 (1959) (comparing Navajo treaty to the Cherokee
treaty in Worcester).
[156] *fn5 Though Utah & Northern R. Co. did not state what it meant by
a "reservation of this kind," the context makes clear that it meant
a reservation not excluded from the territory of a State by treaty. See, e.g.,
Harkness v. Hyde, 98 U. S. 476, 478 (1879); The Kansas Indians, 5 Wall. 737,
739-741 (1867).
[157] *fn6 That this risk is not purely hypothetical is demonstrated by Arizona
ex rel. Merrill v. Turtle, 413 F. 2d 683 (CA9 1969), a case in which the Navajo
Tribal Court refused to extradite a member to Oklahoma because tribal law forbade
extradition except to three neighboring States. The Ninth Circuit held that
Arizona (where the reservation was located) could not enter the reservation
to seize the suspect for extradition since (among other reasons) this would
interfere with tribal self-government, id., at 685-686.
[158] *fn7 Justice Stevens questions why it is necessary to consider tribal-court
jurisdiction over §1983 claims, since we have already determined that "tribal
courts lack . . . jurisdiction over `state wardens executing a search warrant
for evidence of an off-reservation crime,' " post, at 1, n. 1. It is because
the latter determination is based upon Strate's holding that tribal-court jurisdiction
does not exceed tribal regulatory jurisdiction; and because that holding contained
a significant qualifier: "[a]bsent congressional direction enlarging [tribal-court
jurisdiction]," 520 U. S., at 453. We conclude (as we must) that §1983
is not such an enlargement.
[159] *fn8 Justice Stevens argues that "[a]bsent federal law to the contrary,
the question whether tribal courts are courts of general jurisdiction is fundamentally
a question of tribal law." Post, at 2 (emphasis omitted). The point of
our earlier discussion is that Strate is "federal law to the contrary."
Justice Stevens thinks Strate cannot fill that role, because it "merely
concerned the circumstances under which tribal courts can exert jurisdiction
over claims against nonmembers," post, at 2-3, n. 3. But Strate's limitation
on jurisdiction over nonmembers pertains to subject-matter, rather than merely
personal, jurisdiction, since it turns upon whether the actions at issue in
the litigation are regulable by the tribe. One can of course say that even courts
of limited subject-matter jurisdiction have general jurisdiction over those
subjects that they can adjudicate (in the present case, jurisdiction over claims
pertaining to activities by nonmembers that can be regulated) -- but that makes
the concept of general jurisdiction meaningless, and is assuredly not the criterion
that would determine whether these courts received authority to adjudicate §1983
actions.
[160] *fn9 Justice O'Connor claims we have gone beyond the scope of the Questions
Presented in this case by determining whether the tribe could regulate the state
game warden's actions on tribal land, because this is a case about tribal "civil
adjudicatory authority." See post, at 12. But the third Question Presented,
see Petn. for Writ of Certiorari i, is as follows: "Is the rule of [Montana],
creating a presumption against tribal court jurisdiction over nonmembers, limited
to cases in which a cause of action against a nonmember arises on lands within
a reservation which are not controlled by the tribe?" Montana dealt only
with regulatory authority, and is tied to adjudicatory authority by Strate,
which held that the latter at best tracks the former. As is made clear in the
merits briefing, petitioners' argument is that the Tribes lacked adjudicatory
authority because they lacked regulatory authority over the game wardens. See
Brief for Petitioners 36-44.
[161] *fn10 The virtue of the Court's approach is in laying down a rule that
would be unquestionably applicable even if in a future case the state officials
issuing and executing state process happened to be tribal members (which they
apparently are not here).
[162] *fn11 The Court in Montana v. United States, 450 U. S. 544 (1981), referred
to "nonmembers" and "non-Indians" interchangeably. In response
to our decision in Duro v. Reina, 495 U. S. 676 (1990), in which we extended
the rule of Oliphant to deny tribal courts criminal jurisdiction over nonmember
Indians (i.e., Indians who are members of other tribes), Congress passed a statute
expressly granting tribal courts such jurisdiction, see 105 Stat. 646, 25 U.
S. C. §1301(2). Because, here, we are concerned with the extent of tribes'
inherent authority, and not with the jurisdiction statutorily conferred on them
by Congress, the relevant distinction, as we implicitly acknowledged in Strate,
is between members and nonmembers of the tribe. In this case, non-membership
means freedom from tribal court jurisdiction, since none of the petitioning
state officers is identified as an Indian of any tribe.
[163] *fn12 Thus, it is true that tribal courts' "civil subject-matter
jurisdiction over non-Indians ... is not automatically foreclosed, as an extension
of Oliphant would require." National Farmers Union Ins. Co. v. Crow Tribe,
471 U. S. 845, 855 (1985). "Montana did not extend the full Oliphant rationale
to the civil jurisdictional question -- which would have completely prohibited
civil jurisdiction over nonmembers." A-1 Contractors v. Strate, 76 F. 3d
930, 937 (CA8 1996). Instead, "the [Montana] Court found that the tribe
retained some civil jurisdiction over nonmembers, which the Court went on to
describe in the two Montana exceptions." Ibid.
[164] *fn13 Thus, it is not that land status is irrelevant to a proper Montana
calculus, only that it is not determinative in the first instance. Land status,
for instance, might well have an impact under one (or perhaps both) of the Montana
exceptions. See Atkinson Trading Co. v. Shirley, 532 U. S. ___, ___ (2001) (Souter,
J., concurring); cf. White Mountain Apache Tribe v. Bracker, 448 U. S. 136,
151 (1980) ("[T]here is a significant geographic component to tribal sovereignty").
[165] *fn14 See also Cohen 667 ("Many significant constitutional limitations
on federal and state governments are not included in the [ICRA]").
[166] *fn15 As an initial matter, it is not at all clear to me that the Court's
discussion of the §1983 issue is necessary to the disposition of this case.
Strate v. A-1 Contractors, 520 U. S. 438 (1997), discusses the question whether
a tribal court can exercise jurisdiction over nonmembers, irrespective of the
type of claim being raised. See id., at 459, n. 14 ("When ... it is plain
that no federal grant provides for tribal governance of nonmembers' conduct
on land covered by [the main rule in] Montana [v. United States, 450 U. S. 544
(1981)], ... it will be equally evident that tribal courts lack adjudicatory
authority over disputes arising from such conduct"). Cf. El Paso Natural
Gas Co. v. Neztsosie, 526 U. S. 473, 482, n. 4 (1999) ("Strate dealt with
claims against nonmembers arising on state highways, and `express[ed] no view
on the governing law or proper forum when an accident occurs on a tribal road
within a reservation' "). Given the majority's determination in Part II
that tribal courts lack such jurisdiction over "state wardens executing
a search warrant for evidence of an off-reservation crime," ante, at 3,
I fail to see why the Court needs to reach out to discuss the seemingly hypothetical
question whether, if the tribal courts had jurisdiction over claims against
"state wardens executing a search warrant," they could hear §1983
claims against those wardens.
[167] *fn16 This principle is not based upon any mystical attribute of sovereignty,
as the majority suggests, see ante, at 12, but rather upon the simple, common-sense
notion that it is the body creating a court that determines what sorts of claims
that court will hear. The questions whether that court has the power to compel
anyone to listen to it and whether its assertion of subject-matter jurisdiction
conflicts with some higher law are separate issues.
[168] *fn17 The majority claims that "Strate is [the] `federal law to the
contrary' " that explains its restriction of tribal court subject-matter
jurisdiction over §1983 suits. Ante, at 13, n. 7. But Strate merely concerned
the circumstances under which tribal courts can exert jurisdiction over claims
against nonmembers. See 520 U. S., at 447-448. It most certainly does not address
the question whether, assuming such jurisdiction to exist, tribal courts can
entertain §1983 suits. Yet the majority's holding that tribal courts lack
subject matter jurisdiction over §1983 suits would, presumably, bar those
courts from hearing such claims even if jurisdiction over nonmembers would be
proper under Strate. Accordingly, whatever else Strate may do, it does not supply
the proposition of federal law upon which the majority purports to rely. Of
course, if the majority, as it suggests, is merely holding that §1983 does
not enlarge tribal jurisdiction beyond what is permitted by Strate, its decision
today is far more limited than it might first appear from the Court's sometimes
sweeping language. Compare ante, at 15 ("[T]ribal courts cannot entertain
§1983 suits"), with ante, at 12, n. 7 ("We conclude (as we must)
that §1983 is not ... an enlargement [of tribal-court jurisdiction]").
After all, if the Court's holding is that §1983 merely fails to "enlarg[e]"
tribal-court jurisdiction, then nothing would prevent tribal courts from deciding
§1983 claims in cases in which they properly exercise jurisdiction under
Strate.
[169] *fn18 The authority of state courts to hear §1983 suits was not always
so uncontroversial. See, e.g., Note, Limiting the Section 1983 Action in the
Wake of Monroe v. Pape, 82 Harv. L. Rev. 1486, 1497, n. 62 (1969) ("State
courts have puzzlingly hesitated on whether they have jurisdiction over §1983
claims as such, and no case has been found in which a state court granted relief
under the section. In one case a state supreme court adopted the expedient of
disavowing a position on jurisdiction while denying recovery on the merits").